Finra Securities Industry Essentials (Sie) Preparing For Sie
Published 7/2024
MP4 | Video: h264, 1920x1080 | Audio: AAC, 44.1 KHz
Language: English | Size: 2.56 GB | Duration: 14h 11m
What you'll learn
Understanding Securities Products: Gain detailed knowledge of various securities products, including equity, debt, and derivative instruments.
Market Structure and Function: Learn about the structure of financial markets, trading mechanisms, and how different types of orders are executed.
Regulatory Framework: Understand the roles and functions of regulatory agencies such as FINRA, SEC, and MSRB, and the regulations they enforce.
Industry Ethics and Professional Conduct: Study the ethical standards and professional conduct required in the securities industry
Investment Strategies and Portfolio Management: Explore various investment strategies, portfolio management techniques, and the principles of diversification
Customer Accounts and Compliance: Learn about the types of customer accounts, required documentation, and compliance with regulatory requirements.
Requirements
Motivation to Enter the Financial Industry: A genuine interest in pursuing a career in the financial or securities industry, which drives the commitment to pass the necessary exams.
Access to Course Materials: A computer or mobile device with internet access to participate in online lectures, complete practice tests, and engage with course content.
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